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Tuan Manh Nguyen

Huntleigh Advisors, Inc.

Houston, TX

St. Louis, MO

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Current Employers
Huntleigh Advisors, Inc.

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-05-20
NV RA APPROVED 2026-04-23
NM RA APPROVED 2026-04-06
OH RA APPROVED 2022-05-13
SC RA APPROVED 2020-07-20
GA RA APPROVED 2020-07-07
CO RA APPROVED 2020-07-02
AZ RA APPROVED 2020-07-01
CA RA APPROVED 2020-07-01
TX RA APPROVED 2020-05-06
  • OK RA
    APPROVED
    Since 2026-05-20
  • NV RA
    APPROVED
    Since 2026-04-23
  • NM RA
    APPROVED
    Since 2026-04-06
  • OH RA
    APPROVED
    Since 2022-05-13
  • SC RA
    APPROVED
    Since 2020-07-20
  • GA RA
    APPROVED
    Since 2020-07-07
  • CO RA
    APPROVED
    Since 2020-07-02
  • AZ RA
    APPROVED
    Since 2020-07-01
  • CA RA
    APPROVED
    Since 2020-07-01
  • TX RA
    APPROVED
    Since 2020-05-06

Branch Locations

1800 West Loop South Suite 1105, Houston, TX 77027 • United States

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Houston TX 05/2013 05/2020
Huntleigh Securities Corporation St. Louis MO 05/2020 Present
Huntleigh Advisors, Inc. St. Louis MO 05/2020 Present
  • 05/2013 → 05/2020
    Raymond James And Associates
    Houston, TX
  • 05/2020 → Present
    Huntleigh Securities Corporation
    St. Louis, MO
  • 05/2020 → Present
    Huntleigh Advisors, Inc.
    St. Louis, MO
Previous Registrations
  • 2013-05-06 → 2020-05-07
    Raymond James & Associates, Inc.
    Houston, TX
  • 2010-06-01 → 2013-05-31
    Hilltop Securities Inc.
    Houston, TX
  • 2007-05-15 → 2010-06-04
    Morgan Keegan & Company, Llc
    Houston, TX
    Houston, TX
  • 2004-10-20 → 2007-05-15
    Banc Of America Investment Services, Inc.
    Houston, TX
    Houston, TX
  • 2004-05-04 → 2004-10-20
    Quick & Reilly, Inc.
    Houston, TX
  • 2003-01-14 → 2004-05-12
    Banc One Securities Corporation
    Houston, TX
  • 2001-05-14 → 2002-09-11
    Ubs Financial Services Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-06
S63 Uniform Securities Agent State Law Examination 1996-06-04
  • S65 Uniform Investment Adviser Law Examination
    1996-06-06
  • S63 Uniform Securities Agent State Law Examination
    1996-06-04

View on SEC IAPD

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