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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
329 N. Main Street, Austin, MN 55912 • United States
Austin, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Austin | MN | 11/2010 | Present |
| City National Bank | Austin | MN | 01/2026 | Present |
(1) AUSTIN AREA FOUNDATION; ADDRESS: 110 1ST AVE SE, AUSTIN, MN 55912; BUSINESS DESCRIPTION: NON PROFIT; NOT INVESTMENT RELATED; START DATE: 02/16/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: ADVISORY ROLE; HOURS DEVOTED PER WEEK: 30 MIN; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 15MIN
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-25 |
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