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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-28
  • NY RA
    APPROVED
    Since 2023-08-28

Branch Locations

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 02/2011 08/2017
Morgan Stanley New York NY 08/2017 10/2017
Morgan Stanley Private Bank, National Association New York NY 10/2017 08/2023
Wells Fargo Clearing Services, Llc New York NY 08/2023 Present
Morgan Stanley Private Bank, N.A New York NY 10/2017 Present
  • 02/2011 → 08/2017
    Ubs Financial Services Inc
    New York, NY
  • 08/2017 → 10/2017
    New York, NY
  • 10/2017 → 08/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2023 → Present
    New York, NY
  • 10/2017 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-13
  • S66 Uniform Combined State Law Examination
    2002-02-13
Other Names
  • Steven Mark Ereneryd

View on SEC IAPD

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