Denise Marcia Knight

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-27
NY	RA	APPROVED	2021-04-12

TX RA
APPROVED_RES

Since 2023-02-27
NY RA
APPROVED

Since 2021-04-12

Branch Locations

875 Mamaroneck Ave Ste 304, Mamaroneck, NY 10543 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	12/2012	Present
Cetera Investment Advisers Llc	Schaumburg	IL	12/2012	Present
Denise M Knight & Associates Llc	Hartsdale	NY	01/2015	Present

12/2012 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
12/2012 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
01/2015 → Present

Denise M Knight & Associates Llc

Hartsdale, NY

Other Businesses

1) DENISE M KNIGHT & ASSOCIATES LLC; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; TAX PREPARATION AND FINANCIAL CONSULTING; START 1/7/2015; 40 HOURS/WEEK DURING TRADING HOURS; OWNER

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-07-02

S63 Uniform Securities Agent State Law Examination

1996-07-02

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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