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Vivian Spyropoulos

J.P. Morgan Securities LLC

Mamaroneck, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2014-03-03
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2014-03-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

242 Mamaroneck Avenue, Mamaroneck, NY 10543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mamaroneck NY 10/2012 Present
Jpmorgan Chase Bank, Na. Mamaroneck NY 10/2012 Present
Previous Registrations
  • 2007-10-24 → 2012-10-01
    Chase Investment Services Corp.
    Mamaroneck, NY
    Mamaroneck, NY
    Mamaroneck, NY
    Scarsdale, NY
    Larchmont, NY
    Harrison, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-16
S63 Uniform Securities Agent State Law Examination 1994-03-30
  • S65 Uniform Investment Adviser Law Examination
    2007-10-16
  • S63 Uniform Securities Agent State Law Examination
    1994-03-30
Other Names
  • Vivian Friedman

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · MAMARONECK, NY
G-SQUARED ADVISORY LLC · MAMARONECK, NY
TOPSPIN MANAGEMENT COMPANY LBO LLC · MAMARONECK, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Mamaroneck, NY
CITIGROUP GLOBAL MARKETS INC. · Mamaroneck, NY
CETERA INVESTMENT ADVISERS LLC · MAMARONECK, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MAMARONECK, NY
LPL FINANCIAL LLC · LARCHMONT, NY

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