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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2020-09-29
TX RA APPROVED 2020-09-25
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2020-09-29
  • TX RA
    APPROVED
    Since 2020-09-25

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

242 Mamaroneck Avenue, Mamaroneck, NY 10543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mamaroneck NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Mamaroneck NY 02/2012 Present
Other Businesses

Entity Name: Cadena Consulting LLC Investment related: No Address: 54 Narragansett Ave, Ossining NY 10562 Nature of the other business: Consultant Services Position/Title/Relationship: Employee/Contractor Start Date: 04/11/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It is a business consulting llc. My roll will be as an independent contractor, I will be hired to scan and digitize files for them. There is no connection to JPMC at all.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-03
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S66 Uniform Combined State Law Examination
    2019-12-03
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29
Other Names
  • Gabriel Rodrigues Carvalho

View on SEC IAPD

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