Blake Neil Rawson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Lpl Financial Llc
  Hudson, OH
• 09/2010 → Present
  Stratos Wealth Partners, Ltd
  Hudson, OH

Previous Registrations

• 1999-08-09 → 2010-09-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pepper Pike, OH
  Pepper Pike, OH

Other Businesses

1- 09/03/10 - STRATOS WEALTH PARTNERS, LTD - Non-Variable Insurance DBA - At Reported Business Location(s) 2- 09/03/10 - N3439M, LLC - Plane Rental Business - OWNS PLANE WHICH HE RENTS OR LEASES TO FLIGHT SCHOOLS/ SOLON, OH 3- 9/9/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 9/2010 - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 9/2010. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 11/30/2010 - CAVU FINANCIAL, LLC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 5- 9/25/2013: STRATOS WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 6- 04/28/2026 - BARREL BOOK, LLC dba Bourbon-Tracker.com - Other - website - Not Investment Related - Cuyahoga Falls, OH - Start Date 04/01/2025 - 10 hours per month

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-19
• S65 Uniform Investment Adviser Law Examination
  1996-06-19

Designations

• Certified Financial Planner

Other Names

• Blake N Rawson