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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-05-31
CT RA APPROVED 2018-09-13
CA RA APPROVED 2017-04-10
VA RA APPROVED 2017-04-10
  • OH RA
    APPROVED
    Since 2019-05-31
  • CT RA
    APPROVED
    Since 2018-09-13
  • CA RA
    APPROVED
    Since 2017-04-10
  • VA RA
    APPROVED
    Since 2017-04-10

Branch Locations

89 First Street, Suite 212, Hudson, OH 44236 • United States

Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-16
TX RA APPROVED 2016-03-16
OH RA APPROVED 2010-09-08
  • LA RA
    APPROVED
    Since 2016-03-16
  • TX RA
    APPROVED
    Since 2016-03-16
  • OH RA
    APPROVED
    Since 2010-09-08

Branch Locations

89 First Street Suite 212, Hudson, OH 44236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hudson OH 09/2010 Present
Stratos Wealth Partners, Ltd Hudson OH 09/2010 Present
Previous Registrations
Other Businesses

1- 09/03/10 - STRATOS WEALTH PARTNERS, LTD - Non-Variable Insurance DBA - At Reported Business Location(s) 2- 09/03/10 - N3439M, LLC - Plane Rental Business - OWNS PLANE WHICH HE RENTS OR LEASES TO FLIGHT SCHOOLS/ SOLON, OH 3- 9/9/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 9/2010 - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 9/2010. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 11/30/2010 - CAVU FINANCIAL, LLC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 5- 9/25/2013: STRATOS WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 6- 04/28/2026 - BARREL BOOK, LLC dba Bourbon-Tracker.com - Other - website - Not Investment Related - Cuyahoga Falls, OH - Start Date 04/01/2025 - 10 hours per month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-19
S65 Uniform Investment Adviser Law Examination 1996-06-19
  • S63 Uniform Securities Agent State Law Examination
    1996-06-19
  • S65 Uniform Investment Adviser Law Examination
    1996-06-19
Designations
Other Names
  • Blake N Rawson

View on SEC IAPD

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