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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-05-31 |
| CT | RA | APPROVED | 2018-09-13 |
| CA | RA | APPROVED | 2017-04-10 |
| VA | RA | APPROVED | 2017-04-10 |
Branch Locations
89 First Street, Suite 212, Hudson, OH 44236 • United States
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-16 |
| TX | RA | APPROVED | 2016-03-16 |
| OH | RA | APPROVED | 2010-09-08 |
Branch Locations
89 First Street Suite 212, Hudson, OH 44236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hudson | OH | 09/2010 | Present |
| Stratos Wealth Partners, Ltd | Hudson | OH | 09/2010 | Present |
1- 09/03/10 - STRATOS WEALTH PARTNERS, LTD - Non-Variable Insurance DBA - At Reported Business Location(s) 2- 09/03/10 - N3439M, LLC - Plane Rental Business - OWNS PLANE WHICH HE RENTS OR LEASES TO FLIGHT SCHOOLS/ SOLON, OH 3- 9/9/2010 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 9/2010 - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 9/2010. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 11/30/2010 - CAVU FINANCIAL, LLC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 5- 9/25/2013: STRATOS WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 6- 04/28/2026 - BARREL BOOK, LLC dba Bourbon-Tracker.com - Other - website - Not Investment Related - Cuyahoga Falls, OH - Start Date 04/01/2025 - 10 hours per month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-06-19 |
| S65 | Uniform Investment Adviser Law Examination | 1996-06-19 |
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