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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-04-10
NY RA APPROVED 2021-04-16
  • SC RA
    APPROVED
    Since 2024-04-10
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

513 W Third Street, Jamestown, NY 14701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Company New York NY 09/1995 Present
Park Avenue Securities Llc New York NY 05/1999 Present
  • 09/1995 → Present
    The Guardian Life Insurance Company
    New York, NY
  • 05/1999 → Present
    New York, NY
Other Businesses

1. Masonic Lodge Treasurer-Monitor checking and savings accounting,. Start: 06/01/2010, Address: Old Warren Road Frewsburg, NY 14738, 4 non bus hrs per month, Not investment related, No annual compensation, 2) Maple Grove Cemetery Association-Board member, Start: 09/01/2017, Address: P.O. Box 163 Frewsburg NY 14738, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 3) Trustee-Father-in-law, Start: 11/15/1999, Address: 76 Frew Run Street, Frewsburg, NY , 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 4) Winifred Crawford Dibert Boys and Girls Club of Jamestown-Board Member Start: 11/21/2024, Address: 62 Allen Street, Jamestown NY 14701, 1 total hour per month; 0 during securities trading hours, Not investment related, No annual compensation, 5) Insurance outside of Guardian, Start date: 08/01/2025, Address: 513 West Third Street Jamestown, NY 14701, 1 total hour per month; 1 during securities trading hours, , Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-02
  • S63 Uniform Securities Agent State Law Examination
    1996-05-02
Other Names
  • Mark Richard Nelson

View on SEC IAPD

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