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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-05-09
  • NJ RA
    APPROVED
    Since 2017-05-09

Branch Locations

Citi Wealth Management, Sales 2071 Lemoine Avenue, 2Nd Fl, Fort Lee, NJ 07024 • United States

Watchung, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank Na Short Hills NJ 06/2015 04/2017
Santander Securities Llc San Juan PR 07/2015 04/2017
Citigroup New York NY 05/2017 Present
  • 06/2015 → 04/2017
    Santander Bank Na
    Short Hills, NJ
  • 07/2015 → 04/2017
    San Juan, PR
  • 05/2017 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2015-08-07 → 2017-05-09
    Short Hills, NJ
    Scotch Plains, NJ
  • 2013-05-02 → 2015-06-26
    M&T Securities, Inc.
    Princeton, NJ
    Saddlebrook, NJ
    Bensalem, PA
    Allentown, PA
    Allentown, PA
    Bethlehem, PA
    Glenolden, PA
    West Chester, PA
    Glen Mills, PA
    Wilmington, DE
    Buffalo, NY
  • 2012-06-12 → 2013-04-26
    New York, NY
    New York, NY
    New York, NY
  • 2012-02-14 → 2012-05-25
    Capital One Financial Advisors Llc
    Melville, NY
  • 2009-03-25 → 2012-01-09
    Brooklyn, NY
    Flushing, NY
    Bronx, NY
    Woodside, NY
    Flushing, NY
  • 2008-09-09 → 2009-03-18
    Staten Island, NY
    Fort Mill, SC
    Union, NJ
  • 2008-07-01 → 2008-09-02
    Essex National Securities, Llc
    Staten Island, NY
  • 2005-03-14 → 2008-06-27
    Somerville, NJ
    Pompton Plains, NJ
    Rockaway Boro, NJ
    Parsippany, NJ
    West Orange, NJ
    West Caldwell, NJ
    Kinnelon, NJ
    Cresskill, NJ
    Mt. Arlington, NJ
    Hackettstown, NJ
    Morristown, NJ
    Bedminster, NJ
    Rockaway, NJ
Other Businesses

1. CHOI GEE CHAN REALTY CORP, 8319-81st, Brooklyn NY 11214, 50% owner and officer, company owns a rental property, non-investment related, began 03/01/2016, 4 hours a month all during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-10
S63 Uniform Securities Agent State Law Examination 1996-04-29
  • S66 Uniform Combined State Law Examination
    2005-03-10
  • S63 Uniform Securities Agent State Law Examination
    1996-04-29

View on SEC IAPD

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