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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-12
  • NJ RA
    APPROVED
    Since 2023-05-12

Branch Locations

50 Cardinal Drive Suite 101, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cranford NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cranford NJ 11/2016 05/2023
Wells Fargo Advisors Financial Network, Llc Westfield NJ 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-04
  • S63 Uniform Securities Agent State Law Examination
    2000-02-04
Other Names
  • Nicole Dimarzio
  • Nicole Marie Dimarzio
  • Nicole Marie Mochnal

View on SEC IAPD

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