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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-16 |
| OH | RA | APPROVED | 2026-03-12 |
| SC | RA | APPROVED | 2026-01-20 |
| MD | RA | APPROVED | 2025-02-20 |
| DE | RA | APPROVED | 2023-10-03 |
| NY | RA | APPROVED | 2021-04-16 |
| WI | RA | APPROVED | 2020-11-11 |
| LA | RA | APPROVED | 2014-06-23 |
| PA | RA | APPROVED | 2013-01-08 |
| MA | RA | APPROVED | 2011-02-14 |
| CT | RA | APPROVED | 2010-08-18 |
| MI | RA | APPROVED | 2010-03-18 |
| CA | RA | APPROVED | 2009-12-23 |
| WA | RA | APPROVED | 2006-07-17 |
| FL | RA | APPROVED | 2006-06-07 |
| NJ | RA | APPROVED | 2003-01-31 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Madison, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 07/1995 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
| Strategies For Wealth | New York | NY | 07/1995 | Present |
| Guardian Life Insurance Company | Madison | NJ | 06/2024 | Present |
| Park Avenue Securities | Madison | NJ | 06/2024 | Present |
1. Insurance Products sold outside of Guardian Life-Sale of various insurance products are done primarily through Crump as a third party broker, Start: 10/30/1998, Address: 437 Madison Ave, 29th FL New York, NY 10022, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Washington Rental Property-Vacation home/rental property that is part of a beach community in WA State, Start: 04/29/2010, Address: 31 E Myrtle Lane Pacific Beach, WA 98571, 1 non bus hr per month, Investment related, 3. Speaking/training-I've been asked to speak to a study group in a webinar format to talk about my practice, the conversations I have with clients and how I frame the various discussions, Start: 11/30/2018, Address: N/A, 1 bus hr per month, Not investment related, 4) Wait for me, LLC-pass through entity for tax purposes, Start: 01/06/2022, Address: 60 East Lane Madison, NJ 07940, 15 total hours per month; 15 during securities trading hours, Not investment related, More than 10% annual compensation, 5) Bitcoin Mining-purchase 2-4 "rigs" that are basically computers used for mining, Start: 10/30/2023, Address: 2412 Waterloo Rd, Cedar Falls, IA 50613, 0 total hours per month, Not investment related, Less than 10% annual compensation, 6) Insurance Outside of Guardian (Property & Casualty), Start Date. 5/19/2025, Address: 60 East Lane, Madison, NJ 07940, 5 total hours per month, 5 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-08 |
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