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171 East Ridgewood Avenue Suite 205, Ridgewood, NJ 07450 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| SC | RA | APPROVED | 2025-01-01 |
| NY | RA | APPROVED | 2022-04-01 |
| NJ | RA | APPROVED | 2014-11-25 |
Branch Locations
171 East Ridgewood Avenue Suite 205, Ridgewood, NJ 07450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ridgewood | NJ | 04/2006 | Present |
| Vision Retirement, Llc | Ridgewood | NJ | 10/2014 | Present |
1. 3/28/2018 - Vision Retirement, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2018 - 140 Hours Per Month During Securities Trading - I provide investment advisory services through Vision Retirement, LLC, an independent investment advisor firm. I started this business activity in March 2018. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 4/3/2018 - Ridgewood Financial Advisors, LLC - DBA: Ridgewood Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 20 Hours Per Month During Securities Trading. 3. 4/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2018 - 2 Hours Per Month During Securities Trading - Non variable life, disability and LTC insurance producer including fixed annuities. 4. 02/28/2019 - No business name - Investment related - At reported business location(s) - Notary - start date:02/28/2019 - 0 hrs/mo - 0 hours during trading. 5. 10/13/2020 - Vision Retirement - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2021 - 5 Hours Per Month During Securities Trading - Working with local CPA's to prepare tax returns for RIA clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-26 |
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