Joan Marie Brestel

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2022-05-18

MN RA
APPROVED

Since 2022-05-18

Branch Locations

6303 Central Ave N E, Fridley, MN 55432-5175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trustone Financial Credit Union	Burnsville	MN	02/2012	Present
Cuna Brokerage Services Inc	Waverly	IA	05/2012	Present
Lpl Financial Llc	Fridley	MN	05/2022	Present

02/2012 → Present

Trustone Financial Credit Union

Burnsville, MN
05/2012 → Present

Cuna Brokerage Services Inc

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Fridley, MN

Previous Registrations

2013-03-26 → 2022-05-18

Cuna Brokerage Services, Inc.

Burnsville, MN

Fridley, MN

Other Businesses

1) 05/18/2022 - TruStone Financial Advisors-Investment Related-DBA for LPL Business (entity for LPL business)- Registered Admin 2) 05/18/2022 - TRUSTONE FINANCIAL CREDIT UNION-Investment Related- At Reported Business Location(s)- Financial Institution Duty- Program Sales Assistant - Start Date- 03/01/2021- 170 Hours Per Month/ 140 Hours During Securities Trading- Time Spent 100%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-11

S66 Uniform Combined State Law Examination

2013-03-11

Other Names

Joan Marie Schuler

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews