Matthew Riley Richmond

Current Employers

Employment History

• 02/2007 → Present
  Lpl Financial
  Mequon, WI
• 05/2007 → Present
  Richmond Investment Services Llc
  Mequon, WI
• 03/2024 → Present
  Richmond Investment Services Llc
  Mequon, WI

Previous Registrations

• 2005-07-06 → 2007-02-16
  Chase Investment Services Corp.
  Germantown, WI
  Germantown, WI
• 2005-05-11 → 2005-07-06
  Banc One Securities Corporation
  Oconomowoc, WI

Other Businesses

(1) 06/25/2007: Northern States Brokerage, LLC - Non-Variable Insurance - Investment Related - 4120 N. Calhoun Rd #200, Brookfield, WI 53005 - 3% Time Spent - licensed agent (2) 01/11/2012: Richmond Investment Services, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (3) 06/06/2014: No Business Name - Notary Public - Not Investment Related - 7105 W Mequon Rd, Mequon WI 53092 - Start 11/15/2013 - 1 Hr/Mo; 0 Hour(s) During Securities Trading (4) 10/06/2016: Black Walnut Properties LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 7702 W Mequon Rd Mequon WI 53097 - Start 12/01/2016 - 1 Hr/Mo; 5 Hour(s) During Securities Trading - Black Walnut Properties LLC to hold the building (John Richmond and I are building) Richmond Investment Services is 70% of the tenant. (5) 06/13/2024 - Richmond Investment Services - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/25/2024 - 150 Hours Per Month/ 7 Hours During Trading - I provide investment advisory services through Richmond Investment Services, LLC, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-06
• S63 Uniform Securities Agent State Law Examination
  1996-04-04

Other Names

• Matt Richmond