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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2007-05-21
  • NC RA
    APPROVED
    Since 2007-05-21

Branch Locations

1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 03/1996 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
Previous Registrations
  • 2007-01-03 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, NYLE DANNER LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 4/21/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 3. FINANCE COUNCIL, ST FRANCIS OF ASSISI CHURCH, LEESVILLE ROAD, RALEIGH, , NORTH CAROLINA, _____, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 9/30/2013, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BISHOPS ANNUAL APPEAL FUND-RAISING, OTHER CHURCH RELATED EVENTS; BUDGET REVIEW, DETERMINE VIABILITY OF PROJECTS 4. 100% OWNER, ROLLINGWOOD HOLDINGS, LLC, LEGAL ENTITY, START DATE: 03/04/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 5. BC PENTA PARTNERS LLC, 703 B W MAIN STREET, SUNSET BEACH, , NORTH CAROLINA, 28468, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/30/2013, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-18
S63 Uniform Securities Agent State Law Examination 1997-01-20
  • S66 Uniform Combined State Law Examination
    2005-08-18
  • S63 Uniform Securities Agent State Law Examination
    1997-01-20
Other Names
  • Delynn Colleen Dolan

View on SEC IAPD

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