Sean Scott Powers

Employer firm

Powers Capital Management, LLC CRD 317897

$59.1M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2000 → Present
  Central Ohio Financial Consultants, L.L.C.
  Columbus, OH
• 03/2010 → Present
  U. S. Brokerage, Inc.
  Columbus, OH
• 11/2021 → Present
  Powers Capital Management Llc
  Columbus, OH

Previous Registrations

• 2005-09-16 → 2010-03-30
  Gunnallen Financial, Inc
  Boardman, OH
  Chillicothe, OH
  Columbus, OH
  Dublin, OH
• 2004-07-20 → 2005-09-22
  Central Ohio Financial Consultants, L.L.C.
  Columbus, OH

Other Businesses

1) CENTRAL OHIO FINANCIAL CONSULTANTS, LLC., 1650 LAKE SHORE DRIVE, SUITE 285. COLUMBUS, OH 43204, (614)485-1188, START DATE: 1/12/00. 160 HRS MO. DUTIES: DUTIES OF REGISTERED REP AND SUPERVISOR, CO-OWNER, DBA 2) TIMOTHY & ALISON O'DELL TRUSTS, 1650 LAKE SHORE DRIVE, COLUMBUS, OH, (615)485-1188, TOTAL HRS MO. 10-15, DUTIES: PAY BILLS, DISPURSE PYMTS, ADVISE AND/OR MEET WITH BENEFICIARIES, OVERSEE HOLDINGS. ASSETS ARE MANAGED BY 3RD PARTY ADVISOR NO COMMISSIONS ARE PD TO REP, OR SELF, AS PER GAF 3) DIVERSIFIED BROKERAGE SPECIALISTS, INC., AGENT, 30 W. THIRD ST. 2ND FLOOR. CINCINNATI, OH 45202, PH (800)621-6161, START DATE: 5/15/07, TOTAL HRS MO. 2, DUTIES: SALES OF LIFE, LTC AND, DISABILITY INSURANCE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-28
• S63 Uniform Securities Agent State Law Examination
  1997-06-05