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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-19
CT RA APPROVED 2016-11-16
  • NY RA
    APPROVED
    Since 2021-11-19
  • CT RA
    APPROVED
    Since 2016-11-16

Branch Locations

16 Mount Ebo Road South Suite 14A, Office #9, Brewster, NY 10509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed/Retired Danbury CT 06/1994 11/2016
Lincoln Financial Advisors Corp Danbury CT 12/2003 11/2016
Lpl Financial Llc Brewster NY 11/2016 Present
Integrated Wealth Concepts Llc Waltham MA 11/2016 Present
  • 06/1994 → 11/2016
    Self Employed/Retired
    Danbury, CT
  • 12/2003 → 11/2016
    Lincoln Financial Advisors Corp
    Danbury, CT
  • 11/2016 → Present
    Lpl Financial Llc
    Brewster, NY
  • 11/2016 → Present
    Waltham, MA
Previous Registrations
  • 2005-01-12 → 2016-11-08
    Osaic Fa, Inc.
    Brewster, NY
    Poughkeepsie, NY
Other Businesses

1. 11/04/2016 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 82%/ PAWLING, NY 2. 11/04/2016 - EDWIN GRISWOLD, JR./ NON-VARIABLE INSURANCE/ 40%/ PAWLING, NY 3. 11/18/2016 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 18% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 18% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/5/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/01/2016 - 5 Hours Per Month During Securities Trading - Fixed insurance. 5. 4/11/2018 - Symetra Life Insurance Co. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/01/2018 - 1 Hours Per Month During Securities Trading. 6. 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 7. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-04
S63 Uniform Securities Agent State Law Examination 1996-04-01
  • S65 Uniform Investment Adviser Law Examination
    2005-01-04
  • S63 Uniform Securities Agent State Law Examination
    1996-04-01
Other Names
  • Ed Griswold

View on SEC IAPD

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