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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-19 |
| CT | RA | APPROVED | 2016-11-16 |
Branch Locations
16 Mount Ebo Road South Suite 14A, Office #9, Brewster, NY 10509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed/Retired | Danbury | CT | 06/1994 | 11/2016 |
| Lincoln Financial Advisors Corp | Danbury | CT | 12/2003 | 11/2016 |
| Lpl Financial Llc | Brewster | NY | 11/2016 | Present |
| Integrated Wealth Concepts Llc | Waltham | MA | 11/2016 | Present |
1. 11/04/2016 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 82%/ PAWLING, NY 2. 11/04/2016 - EDWIN GRISWOLD, JR./ NON-VARIABLE INSURANCE/ 40%/ PAWLING, NY 3. 11/18/2016 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 18% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 18% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/5/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/01/2016 - 5 Hours Per Month During Securities Trading - Fixed insurance. 5. 4/11/2018 - Symetra Life Insurance Co. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/01/2018 - 1 Hours Per Month During Securities Trading. 6. 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 7. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-01 |
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