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Paul G Lavelle

LPl Financial LLC

Pawling, NY

Brewster, NY

Dover Plains, NY

Brewster, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-18
  • NY RA
    APPROVED
    Since 2022-07-18

Branch Locations

180 State Route 22, Pawling, NY 12564 • United States

Lakeview Plaza 1525 Route 22, Brewster, NY 10509 • United States

3085 Route 22, Dover Plains, NY 12522 • United States

Brewster, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 11/2015 07/2022
M & T Bank Pawling NY 07/2022 Present
Lpl Financial Llc Pawling NY 07/2022 Present
Previous Registrations
  • 2016-04-01 → 2022-07-11
    Edward Jones
    Brewster, NY
    St Louis, MO
    Brewster, NY
    Lagrangeville, NY
    Brewster, NY
Other Businesses

1)07/13/2022 - Wilmington Advisors at M&T - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-12
  • S66 Uniform Combined State Law Examination
    2016-01-12

View on SEC IAPD

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