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53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-11-17 |
Branch Locations
1105 Scarborough Drive, Brewster, NY 10509 • United States
53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Goldman Sachs | New York | NY | 06/2012 | 06/2019 |
| The Ayco Company, L.P./Mercer Allied | New York | NY | 07/2017 | 01/2019 |
| Goldman Sacs & Co Llc | New York | NY | 01/2019 | 06/2019 |
| Shepherd Kaplan Llc | Boston | MA | 09/2020 | Present |
| Pointe44 Advisors Llc | Brewster | NY | 06/2019 | Present |
Name of Business: Pointe44 Advisors, LLC. Investment Related (y/n): No., Address: 3 Clock Tower Commons, Suite 317 Brewster, NY 10509. Nature of the business: Family Office, Financial Planning, Title: Owner, Relationship with other business, Owner. Start date of your relationship: June 2019. Approx. # of hours/months you devote: currently 170+ hours per month but will continue to diminish over time. Briefly describe duties: Advising clients on financial planning topics\matters. Coordination amongst clients existing professional relationships.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-29 |
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