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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2015-12-15

Branch Locations

3104 Texas Avenue South, College Station, TX 77845 • United States

Salado, TX • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 03/1996 Present
First Command Financial Services, Inc Fort Worth TX 03/1996 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 03/1996 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 03/1996 → Present
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Previous Registrations
  • 2005-01-04 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

1)SHAREHOLDER OF AN ASPHALT, ROCK AND OIL COMPANY TITLED LOUIS MARSH, INC IN MORRISONVILLE,IL. THIS IS A FAMILY BUSINESS SINCE THE '70S. I DEVOTE ZERO HOURS TO THE COMPANY. 2)I HAVE OWNED PECAN VALLEY FARM/SAMANTHA HILLIARD; LOCATED AT 2959 BOYS RANCH RD, KEMPNER, TX 76539, SINCE 1996. I BUY AND SELL HORSES, SPENDING AN AVERAGE OF 40 HOURS PER MONTH, OF WHICH 10 HOURS ARE SPENT DURING SECURITY TRADING HOURS. I COMPETE, SHOW, RAISE, BUY AND SELL HORSES, SELLING 1 OR 2 A YEAR. 3)RENTAL PROPERTY; NOT INVESTMENT RELATED; OWNER; START DATE = 12/1/2013; LESS THAN 10% OF HOURS/MO; NONE DURING BUSINESS HOURS. 4)Name of the other business: Arabian Hunter Pleasure Association ; Whether the business is investment-related: Not Investment-related ; Address of the other business: 1321 Mourning Dove Ct, Salado, TX 76571 ; Nature of the other business: Board Membership ; Your position, title, or relationship with the other business: President ; The start date of your relationship: 11/23/16 ; The approximate number of hours/month you devote to the other business: 6 - 10 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: President of the Board. It is a nonprofit with no active members and is tied to the Arabian horse community (5)Name of the other business: Front Loaded Too LLC Whether the business is investment-related: Yes Address of the other business: 1321 Mourning Dove Ct Salado TX 76571 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: President The start date of your relationship: 03/22/19 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: S Corp for my Financial Business (First Command Advisor)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-08
S63 Uniform Securities Agent State Law Examination 1996-04-18
  • S65 Uniform Investment Adviser Law Examination
    2004-11-08
  • S63 Uniform Securities Agent State Law Examination
    1996-04-18

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