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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-02-27
  • PA RA
    APPROVED
    Since 2026-02-27

Branch Locations

717 Main Street, Honesdale, PA 18431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Wayne School District Lake Ariel PA 08/2015 02/2017
Wayne County Honesdale PA 01/2017 12/2022
Cetera Advisor Networks Llc El Segundo CA 09/2017 09/2018
State Of Pennsylvania Harrisburg PA 12/2022 02/2024
Lpl Financial Llc Honesdale PA 05/2024 02/2026
Cetera Wealth Services, Llc El Segundo CA 02/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
  • 08/2015 → 02/2017
    Western Wayne School District
    Lake Ariel, PA
  • 01/2017 → 12/2022
    Wayne County
    Honesdale, PA
  • 09/2017 → 09/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2022 → 02/2024
    State Of Pennsylvania
    Harrisburg, PA
  • 05/2024 → 02/2026
    Honesdale, PA
  • 02/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2026 → Present
    Schaumburg, IL
Previous Registrations
  • 2025-01-09 → 2026-03-05
    Oneonta, NY
    Roxbury, NY
    East Stroudsburg, PA
    Tannersville, PA
    Roscoe, NY
    Callicoon, NY
    Andes, NY
    Geneva, NY
    Stamford, NY
    Walton, NY
    Cooperstown, NY
    Effort, PA
    Waymart, PA
    Liberty, NY
    Honesdale, PA
    Hawley, PA
    Shohola, PA
    Milford, PA
    Clarks Summit, PA
    Lakewood, PA
    Exeter, PA
    Monticello, NY
    Wurtsboro, NY
    Stroudsburg, PA
    Penn Yan, NY
    Scranton, PA
    Franklin, NY
    Scranton, PA
    Forty Fort, PA
    Honesdale, PA
  • 2017-09-15 → 2018-05-16
    Cetera Wealth Services, Llc
    Lake Ariel, PA
    Mechanicsburg, PA
  • 2003-07-16 → 2015-09-24
    Cetera Wealth Services, Llc
    Hawley, PA
    Hawley, PA
    Damascus, PA
    Greentown, PA
    Honesdale, PA
    Dingmans Ferry, PA
Other Businesses

1. NAME OF OTHER BUSINESS WAYNE BANK DBA NORWOOD INVESTMENT CORPORATION INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 7 BRIEF DESCRIPTION OF DUTIES: DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR SERVICES, PROVIDE FINANCIAL PLANNING AND WEALTH MANAGEMENT SERVICES TO CLIENTS AND SUPERVISE THE WEALTH MANAGEMENT TEAM;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-08
  • S66 Uniform Combined State Law Examination
    2025-01-08
Other Names
  • Joseph William Adams
  • Joe Adams

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