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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Wayne School District | Lake Ariel | PA | 08/2015 | 02/2017 |
| Wayne County | Honesdale | PA | 01/2017 | 12/2022 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2017 | 09/2018 |
| State Of Pennsylvania | Harrisburg | PA | 12/2022 | 02/2024 |
| Lpl Financial Llc | Honesdale | PA | 05/2024 | 02/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2026 | Present |
1. NAME OF OTHER BUSINESS WAYNE BANK DBA NORWOOD INVESTMENT CORPORATION INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK START DATE: 03/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 7 BRIEF DESCRIPTION OF DUTIES: DIRECTOR OF WEALTH MANAGEMENT AND INVESTOR SERVICES, PROVIDE FINANCIAL PLANNING AND WEALTH MANAGEMENT SERVICES TO CLIENTS AND SUPERVISE THE WEALTH MANAGEMENT TEAM;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-08 |
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