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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-02-27
  • PA RA
    APPROVED
    Since 2026-02-27

Branch Locations

717 Main Street, Honesdale, PA 18431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People'S Securities Inc Bridgeport CT 11/2012 01/2018
Equity Service Inc Montpelier VT 01/2018 06/2019
National Life Group Winooski VT 01/2018 06/2019
Securities America Inc Burlington VT 06/2019 06/2022
The Patriot Financial Group Llc Burlington VT 06/2019 06/2022
Edward Jones St Louis MO 07/2022 12/2023
Planmember Securities Corporation Carpinteria CA 04/2024 08/2024
Growth Summit Retirement, Llc Mountain Top PA 02/2024 08/2024
Lpl Financial Scranton PA 08/2024 02/2026
Wayne Bank Scranton PA 08/2024 Present
Cetera Wealth Services, Llc El Segundo CA 02/2026 Present
Cetera Investment Advisors Schaumburg IL 02/2026 Present
  • 11/2012 → 01/2018
    People'S Securities Inc
    Bridgeport, CT
  • 01/2018 → 06/2019
    Equity Service Inc
    Montpelier, VT
  • 01/2018 → 06/2019
    National Life Group
    Winooski, VT
  • 06/2019 → 06/2022
    Securities America Inc
    Burlington, VT
  • 06/2019 → 06/2022
    Burlington, VT
  • 07/2022 → 12/2023
    St Louis, MO
  • 04/2024 → 08/2024
    Carpinteria, CA
  • 02/2024 → 08/2024
    Growth Summit Retirement, Llc
    Mountain Top, PA
  • 08/2024 → 02/2026
    Lpl Financial
    Scranton, PA
  • 08/2024 → Present
    Wayne Bank
    Scranton, PA
  • 02/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2026 → Present
    Cetera Investment Advisors
    Schaumburg, IL
Previous Registrations
  • 2024-08-30 → 2026-03-05
    Andes, NY
    Tannersville, PA
    Scranton, PA
    Milford, PA
    Monticello, NY
    Exeter, PA
    Wurtsboro, NY
    Franklin, NY
    Effort, PA
    Hawley, PA
    Honesdale, PA
    Oneonta, NY
    Roxbury, NY
    Walton, NY
    Cooperstown, NY
    Roscoe, NY
    Waymart, PA
    Geneva, NY
    Lakewood, PA
    Callicoon, NY
    Liberty, NY
    East Stroudsburg, PA
    Clarks Summit, PA
    Stroudsburg, PA
    Penn Yan, NY
    Shohola, PA
    Stamford, NY
    Honesdale, PA
    Forty Fort, PA
    Scranton, PA
    San Diego, CA
    Scranton, PA
  • 2024-04-03 → 2024-09-12
    Mountain Top, PA
    Carpinteria, CA
    Mountain Top, PA
  • 2022-07-01 → 2023-12-22
    Pittston, PA
    Mountain Top, PA
  • 2019-07-01 → 2022-07-06
    Walpole, MA
    St. Albans, VT
    Burlington, VT
    West Pittston, PA
  • 2018-01-18 → 2019-06-26
    Winooski, VT
    Winooski, VT
    Glastonbury, CT
    Colchester, VT
    Colchester, VT
  • 2012-12-07 → 2018-01-22
    People'S Securities, Inc.
    South Burlington, VT
    Bridgeport, CT
  • 2012-03-19 → 2012-12-05
    Philadelphia, PA
Other Businesses

1. NAME OF OTHER BUSINESS: WAYNE BANK DBA NORWOOD INVESTMENT CORP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES ON BANK PREMISES START DATE: 08/2024 POSITION/TITLE/RELATIONSHIP: ASSISTANT VICE PRESIDENT AND WEALTH MANAGEMENT ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE COMPREHENSIVE FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES TO RETAIL AND COMMERCIAL BANK CLIENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-16
  • S66 Uniform Combined State Law Examination
    2012-03-16
Other Names
  • Gordon Stuart Rhoads

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