Cynthia Ann Galloway

Current Employers

Employment History

• 04/1992 → 04/2024
  The Dime Bank
  Honesdale, PA
• 01/2013 → 04/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 04/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2024 → 02/2026
  Lpl Financial
  Honesdale, PA
• 04/2024 → Present
  Wayne Bank
  Honesdale, PA
• 02/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-05-01 → 2026-03-05
  Lpl Financial Llc
  Exeter, PA
  Walton, NY
  Stamford, NY
  Honesdale, PA
  Cooperstown, NY
  Stroudsburg, PA
  Franklin, NY
  Roscoe, NY
  Liberty, NY
  Effort, PA
  Monticello, NY
  Oneonta, NY
  Penn Yan, NY
  Wurtsboro, NY
  Scranton, PA
  East Stroudsburg, PA
  Milford, PA
  Clarks Summit, PA
  Lakewood, PA
  Waymart, PA
  Hawley, PA
  Andes, NY
  Callicoon, NY
  Tannersville, PA
  Roxbury, NY
  Shohola, PA
  Geneva, NY
  Scranton, PA
  Forty Fort, PA
  Honesdale, PA
  Scranton, PA
• 2023-06-29 → 2024-04-16
  Cetera Investment Advisers Llc
  Carbondale, PA
  Hawley, PA
  Honesdale, PA
  Hawley, PA
• 2016-04-29 → 2023-06-29
  Cetera Wealth Services, Llc
  Hawley, PA
  Honesdale, PA
  Scranton, PA
  Hawley, PA
  Honesdale, PA
  Damascus, PA
  Carbondale, PA
  Honesdale, PA
  Dingmans Ferry, PA
  Greentown, PA

Other Businesses

1. NAME OF OTHER BUSINESS: NORWOOD INVESTMENT CORP.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, INSURANCE, WEALTH MANAGEMENT; 2. NAME OF OTHER BUSINESS: WAYNE BANK DBA NORWOOD INVESTMENT CORP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT / WEALTH MANAGEMENT ADVISOR / OPERATIONS MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: MEET CLIENTS, SELL NON-DEPOSIT PRODUCTS, PLACE TRADES, PROCESS INVESTMENT ACCOUNT TRANSACTIONS, SUPERVISE THE ADMINISTRATIVE STAFF, HANDLE ALL OPERATIONS FOR THE DEPARTMENT, WHICH INCLUDE INTERNAL AND EXTERNAL AUDITS, BRANCH REGISTRATIONS, ASSIST AND MONITOR OTHER REPS REGARDING LICENSING, CONTINUING EDUCATION, PRODUCT TRAINING, AND VENDOR APPOINTMENTS, AND DEPARTMENT REPORTING TO SENIOR MANAGEMENT;

Exams

• S66 Uniform Combined State Law Examination
  2015-05-19
• S63 Uniform Securities Agent State Law Examination
  2004-03-27

Other Names

• Cynthia Ann Jenkins