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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dallas | TX | 06/2016 | 08/2023 |
| Wells Fargo Clearing Services, Llc | Plano | TX | 08/2023 | Present |
RICHARDSON MUSTANG WRESTLING CLUB, NOT INV RELATED, DALLAS, TX, PRESIDENT, START 8/1/2019, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, FOUNDER, COACHING WRESTLING, RECRUITING KIDS AND TOURNAMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-12 |
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