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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2024-11-12 |
| FL | RA | APPROVED | 2020-03-23 |
Branch Locations
4800 N Federal Hwy Ste D200, Boca Raton, FL 33431-3413 • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp. | Boca Raton | FL | 10/2014 | 03/2020 |
| Ameriprise Financial Services | Boca Raton | FL | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 03/2020 | Present |
Real Estate Ownership; Single Family; 1111 25th ST NW, Unit #709, , Washington, DC, 20037; Not Investment-Related; 06/01/2007.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-21 |
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