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Linda Wise Tucker

LPl Financial LLC

Woodland Hills, CA

Walnut Creek, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

5900 Canoga Ave Ste 220 Ste. 220, Woodland Hills, CA 91367 • United States

1990 N California Blvd Fl 8Th, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Woodland Hills CA 06/2010 02/2019
Western International Securities, Inc. Pasadena CA 02/2019 Present
Lpl Financial Llc Woodland Hills CA 06/2025 Present
  • 06/2010 → 02/2019
    Ameriprise Financial Services, Inc.
    Woodland Hills, CA
  • 02/2019 → Present
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Woodland Hills, CA
Previous Registrations
  • 2019-02-25 → 2025-06-05
    Western International Securities, Inc.
    Woodland Hills, CA
    Pasadena, CA
    Campbell, CA
  • 2010-10-05 → 2019-02-22
    Ameriprise Financial Services, Llc
    Woodland Hills, CA
    Westlake Village, CA
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-04
S63 Uniform Securities Agent State Law Examination 1997-10-06
  • S66 Uniform Combined State Law Examination
    2010-10-04
  • S63 Uniform Securities Agent State Law Examination
    1997-10-06

View on SEC IAPD

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LINCOLN INVESTMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
CITIGROUP GLOBAL MARKETS INC.
CHELSEA MANAGEMENT COMPANY
U.S. BANCORP ADVISORS, LLC

Other Investors

MICHAEL WILLIAM JOHNS
STEWART E SCHRADER
Daniel Polyakov
Carol Ann Casebolt
Homer Jonathan Reed Wilson
JAMES MATTHEW PATTON
LISA ESTELLE HARWOOD
JEFFREY ALAN HARWOOD

Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

More in Woodland Hills, CA

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