Best Investors
Account
Sign in
Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-25 |
| NM | RA | APPROVED | 2017-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Albuquerque | NM | 05/2008 | 08/2017 |
| Commonwealth Financial Network | Waltham | MA | 08/2017 | Present |
| Winslow Wood & Associates, Llc | Albuquerque | NM | 08/2017 | Present |
1. Fixed insurance sales, as of 08/01/2017, 5% of time spent during business hours, Investment related, Conducted from branch location. 2. Co-owner, 3 Peaches and a Bird, LLC, an entity created for the purpose of buying and managing residential real estate located in Albuquerque, NM, as of 06/08/2017, Less than 1% of time spend during business hours, Investment related, Not conducted at branch. 3. Tax Preparation, Sara's Tax Preparation; as of 02/22/2021; 5% of time spent during business hours; Conducted at branch; Not investment related. 4. Co-Owner of rental property located in Galveston TX, as of 7/1/2022; 1% of time spent during business hours; Not conducted at branch location; Investment related. 5. Owner, Balanced Financial Solutions, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 01/13/2023; 95% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-22 |
Reach out to this advisor