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Alan Joseph Day

J.P. Morgan Securities LLC

Fremont, CA

Sacramento, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-15
TX RA APPROVED 2023-08-15
  • CA RA
    APPROVED
    Since 2023-08-15
  • TX RA
    APPROVED
    Since 2023-08-15

Branch Locations

38980 Fremont Blvd., Fremont, CA 94536 • United States

4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fremont CA 04/2023 Present
Jpmorgan Chase Bank, N.A. Fremont CA 09/2013 Present
Jpmorgan Chase Bank, N.A. Fremont CA 01/2016 04/2023
  • 04/2023 → Present
    J.P. Morgan Securities Llc
    Fremont, CA
  • 09/2013 → Present
    Jpmorgan Chase Bank, N.A.
    Fremont, CA
  • 01/2016 → 04/2023
    Jpmorgan Chase Bank, N.A.
    Fremont, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-18
S63 Uniform Securities Agent State Law Examination 2014-07-02
  • S66 Uniform Combined State Law Examination
    2023-07-18
  • S63 Uniform Securities Agent State Law Examination
    2014-07-02
Other Names
  • Alan J Day
  • Alan Day

View on SEC IAPD

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AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
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