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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-17
OR RA APPROVED 2005-12-07
  • TX RA
    APPROVED
    Since 2023-02-17
  • OR RA
    APPROVED
    Since 2005-12-07

Branch Locations

960 N. Roosevelt Dr., Seaside, OR 97138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nations Financial Group Inc Seaside OR 12/2005 Present
Previous Registrations
  • 2003-08-08 → 2005-12-07
    Finbar Securities Corp.
    Seaside, OR
Other Businesses

INSURANCE AGENT. 960 N. ROOSEVELT DR. SEASIDE, OR 97138. IS INVESTMENT RELATED. POSITION IS AGENT. NATURE OF BUSINESS IS INSURANCE SALES. DUTIES ARE SELLING TERM LIFE OR FIXED ANNUITIES, LESS THAN 5% OF TIME./// LANDWEHR ENTERPRISES, LLC. 35704 LINDBERG LANE. ASTORIA, OR 97103. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RENTAL PROPERTIES. POSITION IS CO-OWNER. STARTED 8-15-05. APPROX 2 HRS/MONTH DEVOTED TO BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE COLLECTING RENT CHECKS AND MAINTAIN PROPERTY. // SEASIDE ROTARY CLUB. PO BOX 634, SEASIDE, OR 97138. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS SOCIAL/COMMUNITY SERVICES. POSITION IS CLUB BOARD MEMBER. STARTED JULY 2020. APPROX 1 HOUR /MONTH SPENT ON BUSINESS, NONE DURING SECURITY TRADING HOURS. DUTIES ARE TO HELP/ASSIST PROGRAMS & SET UP SOCIAL EVENTS. // LANDWEHR FINANCIAL. 960 N ROOSEVELT DR. SEASIDE, OR 97138. IS INVESTMENT RELATED. NATURE OF BUSINESS INVESTMENT ADVISOR. POSITION IS OWNER. STARTED 02-25-2026. APPROX 160 HRS/MONTH SPENT ON BUSINESS, APPROX 160 HRS DURING SECURITY TRADING HRS. DUTIES ARE TO SERVICE CLIENTS IN ADVISORY AND BROKERAGE ACTIVITIES.//

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-31
S63 Uniform Securities Agent State Law Examination 1996-04-02
  • S65 Uniform Investment Adviser Law Examination
    1998-10-31
  • S63 Uniform Securities Agent State Law Examination
    1996-04-02
Designations
Other Names
  • Nicolle Leann Landwenr
  • Nicolle Leann Johnson

View on SEC IAPD

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