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Robert Nixon Munly

Wells Fargo Clearing Services, LLC

Portland, OR

Portland, OR

Astoria, OR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2011-01-03
  • OR RA
    APPROVED
    Since 2011-01-03

Branch Locations

1300 Sw 5Th Ave 15Th Fl [Oo-Rbo], Portland, OR 97201 • United States

9755 Sw Barnes Rd Ste 290, Portland, OR 97225 • United States

1218 Commercial St, Astoria, OR 97103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Portland OR 01/2011 11/2016
Wells Fargo Clearing Services, Llc Portland OR 11/2016 Present
Previous Registrations
  • 2009-08-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Portland, OR
    Hillsboro, OR
    Keizer, OR
  • 2009-05-02 → 2009-08-31
    Chase Investment Services Corp.
    Oregon City, OR
    Portland, OR
    Milwaukie, OR
    Clackamas, OR
  • 2007-06-12 → 2009-05-02
    Wamu Investments, Inc.
    Portland, OR
    Clackamas, OR
    Portland, OR
    Troutdale, OR
    Oregon City, OR
    Milwaukie, OR
    Milwaukie, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-19
S63 Uniform Securities Agent State Law Examination 1998-04-08
  • S65 Uniform Investment Adviser Law Examination
    2007-03-19
  • S63 Uniform Securities Agent State Law Examination
    1998-04-08
Designations
Other Names
  • Robert Nixon Munly

View on SEC IAPD

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Other Investors

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JACQUELYN MARIE PASCIAK
STEVEN MICHAEL FAIN
BRANDON LEE ERICKSON
DAVID KENT PEDERSON
Derek Jon Cram

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

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