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Francis Lawrence Woods

Ameritas Advisory Services, LLC

Carmel, IN

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Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-15
IN RA APPROVED 2021-11-01
  • TX RA
    APPROVED_RES
    Since 2023-07-15
  • IN RA
    APPROVED
    Since 2021-11-01

Branch Locations

11595 N Meridian St Ste 870, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Life Insurance Corp Lincoln NE 02/2009 Present
Ameritas Investment Company, Llc Lincoln NE 02/2009 Present
National Financial Group Carmel IN 10/1998 Present
Ameritas Advisory Services, Llc Lincoln NE 11/2021 Present
  • 02/2009 → Present
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 02/2009 → Present
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 10/1998 → Present
    National Financial Group
    Carmel, IN
  • 11/2021 → Present
    Ameritas Advisory Services, Llc
    Lincoln, NE
Previous Registrations
Other Businesses

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * NATIONAL FINANCIAL GROUP; SAME AS BRANCH; INV REL; DBA USED FOR ADVERTISING PURPOSES; SHARE OFFICE SPACE; START DATE=10/1998; HRS/MO=160; TRADING HRS/MO=125; ADVISING AND SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-07
S63 Uniform Securities Agent State Law Examination 1996-04-02
  • S65 Uniform Investment Adviser Law Examination
    1998-12-07
  • S63 Uniform Securities Agent State Law Examination
    1996-04-02
Other Names
  • Chip Woods

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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