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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-09 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Securities Llc | New York | NY | 10/2013 | 09/2024 |
| Ubs Financial Services Inc. | New York | NY | 09/2024 | Present |
NAME OF OTHER BUSINESS: Council 1869 / INVESTMENT RELATED?:N / ADDRESS: PO Box 366/ NATURE OF THE BUSINESS: Council 1869 is a collaborative of individuals, families, corporations, and local businesses committed to breaking the cycle of poverty and providing equitable opportunities to families living in our most under-resourced communities. We partner with the most trusted and proven programs by making high impact gifts to make noticeable and scalable change. The name Council 1869 is in recognition of the place our founding Board of Directors call home - Garden City, NY. In 1869, The Village of Garden City was established to be one of the first planned suburbs in the country. For generations, families and businesses have worked hard to make Garden City the strong and vibrant community it is today. We feel a strong sense of responsibility to deepen the positive impact that our community has on Long Island and beyond. / POSITION: Member of Board of directors / DUTIES: Council 1869 is a collaborative of individuals, families, corporations, and local businesses committed to breaking the cycle of poverty and providing equitable opportunities to families living in our most under-resourced communities. We partner with the most trusted and proven programs by making high impact gifts to make noticeable and scalable change. / START DATE: 1/12/2023/ HOURS DEVOTED TO BUSINESS:NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-06 |
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