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Susan Boas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-05-18
CA RA APPROVED 2007-09-24
  • TX RA
    APPROVED_RES
    Since 2009-05-18
  • CA RA
    APPROVED
    Since 2007-09-24

Branch Locations

701 B St, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 07/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-10
S63 Uniform Securities Agent State Law Examination 1996-09-25
  • S65 Uniform Investment Adviser Law Examination
    1997-10-10
  • S63 Uniform Securities Agent State Law Examination
    1996-09-25
Other Names
  • Susie Boas
  • Susan V Franco
  • Susan Villanueva Franco
  • Susan Villanueva Boas

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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