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Marianne Dorothy Bannan

Commonwealth Financial Network

Northampton, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-12-21
  • MA RA
    APPROVED
    Since 2022-12-21

Branch Locations

241 King Street Suite 215, Northampton, MA 01060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Northampton MA 07/2016 11/2016
Wells Fargo Clearing Services, Llc Northampton MA 11/2016 10/2022
Commonwealth Financial Network Waltham MA 10/2022 Present
Sophia Wealth Stategies Northampton MA 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-04
S63 Uniform Securities Agent State Law Examination 1996-05-21
  • S65 Uniform Investment Adviser Law Examination
    1996-06-04
  • S63 Uniform Securities Agent State Law Examination
    1996-05-21
Designations
Other Names
  • Marianne Bannan Seidler
  • Marianne B Seidler

View on SEC IAPD

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Other Offices

ST. GERMAIN INVESTMENT MANAGEMENT · Northampton, MA
BEACON INVESTMENT ADVISERS, LLC · NORTHAMPTON, MA
J.P. MORGAN SECURITIES LLC · Northampton, MA
EDWARD JONES · NORTHAMPTON, MA
BEACON INVESTMENT ADVISERS, LLC · NORTHAMPTON, MA
KESTRA ADVISORY SERVICES, LLC · NORTHAMPTON, MA
DIVERSIFIED, LLC · Northampton, MA
ONE DAY IN JULY LLC · Northampton, MA

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