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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-22
SC RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2020-06-22
  • SC RA
    APPROVED
    Since 2017-03-25

Branch Locations

2265 Clements Ferry Rd Ste 206, Charleston, SC 29492 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Resources Atlanta GA 01/2006 03/2017
Massmutual Life Insurance Co Charleston SC 07/2016 Present
Mml Investors Services, Llc Charleston SC 03/2017 Present
  • 01/2006 → 03/2017
    Metlife Resources
    Atlanta, GA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Charleston, SC
  • 03/2017 → Present
    Charleston, SC
Previous Registrations
  • 2005-12-06 → 2017-03-25
    Msi Financial Services, Inc.
    Charlotte, NC
    Charleston, SC
    Atlanta, GA
    Awendaw, SC
    Atlanta, GA
    Daniel Island, SC
    Mount Pleasant, SC
    N. Charleston, SC
    Charleston, SC
    Springfield, MA
    Springfield, MA
    Atlanta, GA
    Charleston, SC
  • 2005-05-17 → 2005-12-31
    Metlife Investment Fund Services Llc
    Greenville, SC
Other Businesses

Name: Michael Leonard Inv rel: Y Add: 2265 Clements Ferry Road, Ste 206,Charleston, SC 29492 Nature: Outside Insurance Sales Position: Agent Start date: 09/10/2019 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Life, Annuities, and Health Insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-12
S63 Uniform Securities Agent State Law Examination 1996-04-25
  • S65 Uniform Investment Adviser Law Examination
    2005-05-12
  • S63 Uniform Securities Agent State Law Examination
    1996-04-25
Other Names
  • Michael Charles Leonard
  • Michael Leonard
  • Michael C Leonard
  • Michael C Leonard
  • Mike Leonard
  • Mike C Leonard

View on SEC IAPD

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