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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
WI RA APPROVED 2020-03-30
CT RA APPROVED 2018-08-22
NJ RA APPROVED 2018-08-22
TX RA APPROVED_RES 2018-08-12
  • NY RA
    APPROVED
    Since 2021-04-16
  • WI RA
    APPROVED
    Since 2020-03-30
  • CT RA
    APPROVED
    Since 2018-08-22
  • NJ RA
    APPROVED
    Since 2018-08-22
  • TX RA
    APPROVED_RES
    Since 2018-08-12

Branch Locations

777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2002 08/2018
Ameriprise Financial Services Inc New York NY 08/2018 03/2020
Ameriprise Financial Services, Llc New York NY 03/2020 Present
  • 01/2002 → 08/2018
    Axa Advisors, Llc
    New York, NY
  • 08/2018 → 03/2020
    Ameriprise Financial Services Inc
    New York, NY
  • 03/2020 → Present
    New York, NY
Previous Registrations
Other Businesses

Business Ownership; The Manto District, LLC; the main purpose is to hold the lease and also pay staff; it does not create earnings and is used for expenses and staff payroll; 767 3rd ave, ny ny 10017, ,; Not Investment-Related; 08/10/2018; 0 hours per month; 0 during trading hours / mbssm, llc; Owner; Manage Ameriprise Business; 767 Third Avenue, 38th Floor, New York, NY, 10017; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours / vfpgsm, llc; Co-owner; Tax Preparation; 604 federal road, , brookfield, CT, 06804; Not Investment-Related; 12/31/2025; 1 to 9 hours per month; 0 during trading hours / taxedge, llc; Co-owner; Tax Preparation; 604 federal road, , brookfield, CT, 06804; Not Investment-Related; 12/31/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; academy for teachers; member; 178 Columbus Avenue , , new york, NY, 10023; Not Investment-Related; 12/29/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-29
S63 Uniform Securities Agent State Law Examination 1996-06-25
  • S65 Uniform Investment Adviser Law Examination
    2002-04-29
  • S63 Uniform Securities Agent State Law Examination
    1996-06-25
Other Names
  • Gregory Samuel Manto
  • Gregory Manto

View on SEC IAPD

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