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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| WI | RA | APPROVED | 2020-03-30 |
| CT | RA | APPROVED | 2018-08-22 |
| NJ | RA | APPROVED | 2018-08-22 |
| TX | RA | APPROVED_RES | 2018-08-12 |
Branch Locations
777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2002 | 08/2018 |
| Ameriprise Financial Services Inc | New York | NY | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Business Ownership; The Manto District, LLC; the main purpose is to hold the lease and also pay staff; it does not create earnings and is used for expenses and staff payroll; 767 3rd ave, ny ny 10017, ,; Not Investment-Related; 08/10/2018; 0 hours per month; 0 during trading hours / mbssm, llc; Owner; Manage Ameriprise Business; 767 Third Avenue, 38th Floor, New York, NY, 10017; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours / vfpgsm, llc; Co-owner; Tax Preparation; 604 federal road, , brookfield, CT, 06804; Not Investment-Related; 12/31/2025; 1 to 9 hours per month; 0 during trading hours / taxedge, llc; Co-owner; Tax Preparation; 604 federal road, , brookfield, CT, 06804; Not Investment-Related; 12/31/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; academy for teachers; member; 178 Columbus Avenue , , new york, NY, 10023; Not Investment-Related; 12/29/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-25 |
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