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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-04-18 |
| MO | RA | APPROVED | 2025-02-13 |
| SC | RA | APPROVED | 2024-10-07 |
| IL | RA | APPROVED | 2024-02-29 |
| WY | RA | APPROVED | 2024-01-11 |
| NH | RA | APPROVED | 2023-10-24 |
| VT | RA | APPROVED | 2023-09-27 |
| FL | RA | APPROVED | 2022-12-16 |
| LA | RA | APPROVED | 2021-09-17 |
| GA | RA | APPROVED | 2021-09-09 |
| MI | RA | APPROVED | 2021-09-02 |
| NY | RA | APPROVED | 2021-04-16 |
| WI | RA | APPROVED | 2021-03-22 |
| NV | RA | APPROVED | 2020-08-11 |
| MA | RA | APPROVED | 2019-07-24 |
| AL | RA | APPROVED | 2018-11-15 |
| CT | RA | APPROVED | 2017-10-19 |
| VA | RA | APPROVED | 2017-09-19 |
| CA | RA | APPROVED | 2017-08-04 |
| OH | RA | APPROVED | 2016-12-07 |
| AZ | RA | APPROVED | 2016-12-05 |
| PA | RA | APPROVED | 2016-10-05 |
| MD | RA | APPROVED | 2016-04-18 |
| NC | RA | APPROVED | 2015-07-08 |
| TX | RA | APPROVED | 2014-04-09 |
| DE | RA | APPROVED | 2005-09-27 |
| NJ | RA | APPROVED | 2005-09-27 |
Branch Locations
777 Third Ave Suite 1703, New York, NY 10017 • United States
4478 Route 27 Suite 102, Kingston, NJ 08528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Princeton | NJ | 03/2010 | 01/2017 |
| Park Avenue Securities Llc | Princeton | NJ | 03/2010 | 01/2017 |
| Regent Financial Group | Princeton | NJ | 12/2008 | Present |
| Guardian Life Insurance | Monmouth Junction | NJ | 01/2017 | 08/2023 |
| Park Avenue Securities | Monmouth Junction | NJ | 01/2017 | 08/2023 |
| Guardian Life Insurance Company | New York | NY | 08/2023 | Present |
| Park Avenue Securities | New York | NY | 08/2023 | Present |
| Guardian Life Insurance Company | Kingston | NJ | 02/2024 | Present |
| Park Avenue Securities | Kingston | NJ | 02/2024 | Present |
1. Insurance outside of Guardian-Insurance sales sold outside of Guardian, Start: 06/01/1994, Address: 4301 US 1 South Monmouth Junction NJ 08852, 40 bus hrs per month, Investment related, 2. UNITED WEALTH GROUP LLC-Group Life and Health Insurance, Start: 06/01/1994, Address: 4301 Us 1 South Suite 220 Monmouth Junction NJ 08852, 20 bus hrs per month, Investment related, 3. Shree Sai Siddhi Stadium LLC-Hotel/Motel Property; LLC member; Passive Investor, Start: 03/15/2018, Address: 1701 Russell St, Baltimore, MD 21230, 0 hrs per month, Investment related, 4) MSS Real Estate LLC-Real Estate property, Start: 06/01/2020, Address: 929 Broadway, Bayonne, NJ 07002, 1 total hour per month; 0 during securities trading hours, Investment related, no compensation, 5) UWG Realty Management LLC-rental property, Start: 06/01/2020, Address: 3171 Cypress CT, Monmouth Junction, NJ 08852, 1 total hour per month; 0 during securities trading hours, Investment related, No annual compensation, 6) Kazim Financial Group LLC-insurance sales, Start: 02/01/2022, Address: 8 Danton Ct Kendall Park NJ 08824, 10 total hour per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 7) Shree Sai Siddhi Broad LLC-Partial owner of real estate, Start: 12/01/2019, Address: 9000 Lincoln Drive East Ste 304 Marlton NJ 08053, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 8) Board Membership APF-American Pakistan Foundation (APF), Start: 09/08/2025, Address: P.O Box 994, Englewood Cliffs, NJ, 07632,, 2 total hour per month; 2 during securities trading hours, Not investment related, No annual compensation, 9) 3645 Peachtree Ind CW LLC-owner, Nature of Business: Rental property, Start date: 11/24/2025, Address: 1816 Winchester drive, Upper Saint Clair, PA 15241, Duties: Passive owner, 10 total hours per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-03 |
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