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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-11-21 |
Branch Locations
1230 Main Street, Columbia, SC 29201 • United States
683 Bultman Drive, Sumter, SC 29150 • United States
201 N Washington St, Sumter, SC 29150 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Sumter | SC | 06/2013 | 05/2018 |
| First Citizens Investor Services | Raleigh | NC | 05/2018 | 03/2026 |
| First Citizens Asset Management | Columbia | SC | 03/2019 | 03/2026 |
| First Citizens Investor Services | Raleigh | NC | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-04 |
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