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Barry Lawrence Ritholtz

Ritholtz Wealth Management

New York, NY

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Current Employers
Ritholtz Wealth Management

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-06
  • NY RA
    APPROVED
    Since 2021-06-06

Branch Locations

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ritholtz Wealth Management New York NY 09/2013 Present
Other Businesses

Barry Ritholtz is a self-employed writer and regular contributor to multiple media outlets, which takes approximately 25% of his time. Bloomberg; investment-related; Media appearances. Ginormous Content, LTD. (The Big Picture); investment-related; Writer and blogger. Ritholtz Insurance LLC; Entity owned by RWM that provides Fixed Insurance products; 03/2018; 0 hours per month. Compound Media, Inc.; Owner; Content Marketing: paid sponsorship of blog / website / video content; 1/2019; 0 hours per month. Advisors Circle Inc. Owners; investment-related; Owner; Partnership entity that owns shares of Advisors Circle, LLC, a Boston, MA entity manages trade shows and conferences for investment advisors; 8/2020; 5 hours per month. Sweet Motion LLC; investment-related; "Sweet Motion LLC makes small venture investments in small financial technology companies providing services to investment advisors. There have three been minority stake investments: (1) Yellowbrick Investing Inc. (2) Securitize, Inc. (F/k/a OnRamp) (3) Quartr AB "; 03/2021; 0 hours per month. Securitize LLC; investment-related; Ownership interest in OnRamp Invest, LLC, a platform that hosts the RWM/WisdomTree Crypto Index Portfolio; 12/2021; 0 hours per month. Exhibit A for Advice LLC; investment-related; Tuxedo Park, NY; March 2025; Managing Member, entity that provides charts on the economy and the markets for license by investment professionals. 0 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-25
S63 Uniform Securities Agent State Law Examination 1996-04-01
  • S65 Uniform Investment Adviser Law Examination
    2006-10-25
  • S63 Uniform Securities Agent State Law Examination
    1996-04-01

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