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Kelly Patterson Cook

Truist Advisory Services, Inc.

Roanoke, VA

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-08-30
  • VA RA
    APPROVED
    Since 2022-08-30

Branch Locations

10 Franklin Rd Se Fl 2, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Roanoke VA 06/2002 08/2022
Wells Fargo Advisors Llc Roanoke VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Roanoke VA 11/2016 08/2022
Truist Investment Services, Inc Roanoke VA 08/2022 Present
Truist Advisory Services, Inc Roanoke VA 08/2022 Present
Previous Registrations
  • 2009-04-14 → 2022-08-25
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Roanoke, VA
    Charlotte, NC
    Roanoke, VA
    Roanoke, VA
    Roanoke, VA
    Minneapolis, MN
    Tarpon Springs, FL
Other Businesses

CO-EXECUTOR FOR MOTHER, INV RELATED, ROANOKE, VA, START: 11/29/2021, 2 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-13
S63 Uniform Securities Agent State Law Examination 1996-03-27
  • S65 Uniform Investment Adviser Law Examination
    2009-04-13
  • S63 Uniform Securities Agent State Law Examination
    1996-03-27
Other Names
  • Kelly Lynn Patterson

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GENEOS WEALTH MANAGEMENT, INC.

Other Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

More in Roanoke, VA

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