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Kile Francis Shafer

Stifel, Nicolaus & Company, Incorporated

Naperville, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-07-26
TX RA APPROVED_RES 2023-07-24
  • IL RA
    APPROVED
    Since 2023-07-26
  • TX RA
    APPROVED_RES
    Since 2023-07-24

Branch Locations

263 Shuman Blvd. Suite 130, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 04/2005 07/2023
Bank Of America, N.A. Oak Brook IL 12/2014 07/2023
Stifel, Nicolaus & Company, Incorporated Naperville IL 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-21
S63 Uniform Securities Agent State Law Examination 1996-03-28
  • S65 Uniform Investment Adviser Law Examination
    2000-12-21
  • S63 Uniform Securities Agent State Law Examination
    1996-03-28
Designations

View on SEC IAPD

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