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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-15 |
| WI | RA | APPROVED | 2020-10-12 |
| MN | RA | APPROVED | 2020-10-09 |
Branch Locations
26 East Superior Street Suite 500, Duluth, MN 55802 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Duluth | MN | 03/1996 | 10/2020 |
| Morgan Stanley Smith Barney | Duluth | MN | 06/2009 | 10/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2020 |
| Raymond James & Associates, Inc. | Duluth | MN | 10/2020 | Present |
Katie Layne Acres LLC; private company; owner/director; 06/2011; Farming-raising cows and horses and sale of bio-products; during business hours 0; after business hours 40
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-12 |
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