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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-10-14
  • NJ RA
    APPROVED
    Since 2010-10-14

Branch Locations

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

1 Rockwood Road, Sleepy Hollow, NY 10591 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investment Management Llc Parsippany NJ 06/2005 Present
  • 06/2005 → Present
    New York Life Investment Management Llc
    Parsippany, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-15
S63 Uniform Securities Agent State Law Examination 2010-03-12
  • S65 Uniform Investment Adviser Law Examination
    2010-07-15
  • S63 Uniform Securities Agent State Law Examination
    2010-03-12

View on SEC IAPD

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