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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-10-14 |
Branch Locations
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
1 Rockwood Road, Sleepy Hollow, NY 10591 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Investment Management Llc | Parsippany | NJ | 06/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-12 |
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