Judith Ileen Caine

Current Employers

Employment History

• 01/2013 → 02/2021
  Cetera Advisors Llc
  Denver, CO
• 02/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2008 → Present
  Jkdm Llc
  Solon, OH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-08-03 → 2021-04-16
  Cetera Advisors Llc
  Solon, OH
  Chillicothe, OH
• 2006-12-07 → 2012-08-02
  Cetera Wealth Services, Llc
  Seven Hills, OH
  Solon, OH
  Westlake, OH
  Cleveland, OH
  Solon, OH
• 2003-01-16 → 2006-12-06
  The Concord Equity Group, Llc
  Solon, OH
  Solon, OH

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/1995; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: ROTARY CLUB OF SOLON, OHIO; INVESTMENT RELATED: NO; ADDRESS: 34194 AURORA ROAD #310, SOLON, OH 44139; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: CONDUCT BOARD AND CLUB MEETINGS, OVERSEE MEMBERSHIP, PROGRAMS, MARKETING AND FINANCE, NO CHECK WRITING; 3. NAME OF OTHER BUSINESS: FIT TO RETIRE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SOFTWARE PACKAGE TO HELP CLIENTS WITH THEIR RETIREMENT GOALS; START DATE: 05/2016; POSITION/TITLE/RELATIONSHIP: FIT TO RETIRE CERTIFIED COACH; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SOFTWARE PACKAGE TO HELP CLIENTS WITH THEIR RETIREMENT GOALS. 4. NAME OF OTHER BUSINESS: JKDM LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC FOR FINANCIAL PLANNING PRACTICE / BUSINESS EXPENSES; START DATE: 01/2008; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OWNER OF LLC FOR BUSINESS EXPENSES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-03-21

Other Names

• Judy Caine
• Judy Wasserman
• Judith Wasserman