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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
IL RA APPROVED 2016-12-22
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • IL RA
    APPROVED
    Since 2016-12-22

Branch Locations

1700 Park Street, Suite 200, Naperville, IL 60563 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

St. Charles, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 12/2016
Kestra Investment Services, Llc Naperville IL 12/2016 Present
Kestra Advisory Services, Llc Naperville IL 12/2016 Present
  • 09/1999 → 12/2016
    Axa Advisors, Llc
    New York, NY
  • 12/2016 → Present
    Kestra Investment Services, Llc
    Naperville, IL
  • 12/2016 → Present
    Naperville, IL
Previous Registrations
Other Businesses

Business Name: Partners Wealth Management, Inc. Investment Related: Yes Address: 1700 Park St., Ste. 200 Naperville IL 60563 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 12/20/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Meeting with clients, providing financial assistanceBusiness Name: The Income Benefits Group Holdings, LLC Investment Related: No Address: 1730 Park St., Ste. 217 Naperville IL 60563 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 4/12/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Authorized signerBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 12/20/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial consulting & Planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-16
S63 Uniform Securities Agent State Law Examination 1996-03-21
  • S65 Uniform Investment Adviser Law Examination
    1999-08-16
  • S63 Uniform Securities Agent State Law Examination
    1996-03-21
Other Names
  • Gregory White Anderson
  • Gregory W Anderson

View on SEC IAPD

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