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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-30
MD RA APPROVED 2001-10-12
  • TX RA
    APPROVED_RES
    Since 2014-10-30
  • MD RA
    APPROVED
    Since 2001-10-12

Branch Locations

3717 Decatur Avenue Ste 2, Kensington, MD 20895-2148 • United States

Berwyn Heights, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Temps & Co Bethesda MD 05/1997 Present
Ameriprise Financial Services, Inc. Kensington MD 09/2005 03/2020
Ameriprise Financial Services, Llc Kensington MD 03/2020 Present
  • 05/1997 → Present
    Temps & Co
    Bethesda, MD
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Kensington, MD
  • 03/2020 → Present
    Kensington, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-20
S63 Uniform Securities Agent State Law Examination 1996-10-04
  • S65 Uniform Investment Adviser Law Examination
    1998-07-20
  • S63 Uniform Securities Agent State Law Examination
    1996-10-04
Other Names
  • Liam Mcgrath
  • Arthur William Mcgrath

View on SEC IAPD

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