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1600 Main Street, Napa, CA 94559 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-05-22 |
| TX | RA | APPROVED | 2015-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dedora Capital, Inc. | Napa | CA | 06/2015 | 01/2024 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2015 | 11/2021 |
| Dedora Capital, Inc. | Napa | CA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-26 |
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