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Alon Steven Plitt

Ubs Financial Services Inc.

New York, NY

Manor, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
FL RA APPROVED 2021-10-01
TX RA APPROVED_RES 2010-11-04
  • NY RA
    APPROVED
    Since 2021-10-26
  • FL RA
    APPROVED
    Since 2021-10-01
  • TX RA
    APPROVED_RES
    Since 2010-11-04

Branch Locations

299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States

Manor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Serv Ices Inc New York NY 06/2010 Present
  • 06/2010 → Present
    Ubs Financial Serv Ices Inc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-07
S63 Uniform Securities Agent State Law Examination 1996-04-09
  • S65 Uniform Investment Adviser Law Examination
    2011-02-07
  • S63 Uniform Securities Agent State Law Examination
    1996-04-09

View on SEC IAPD

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