Edward Kleinman

Raymond James & Associates, Inc.

Hallandale Beach, FL

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-09-18

FL RA
APPROVED

Since 2018-09-18

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Aventura	FL	08/2015	03/2017
Morgan Stanley	Boca Raton	FL	03/2017	09/2018
Raymond James & Associates, Inc	Boca Raton	FL	09/2018	Present

08/2015 → 03/2017

Morgan Stanley

Aventura, FL
03/2017 → 09/2018

Morgan Stanley

Boca Raton, FL
09/2018 → Present

Raymond James & Associates, Inc

Boca Raton, FL

Previous Registrations

2010-07-28 → 2018-09-17

Morgan Stanley

Boca Raton, FL

Aventura, FL

Boca Raton, FL

West Palm Beach, FL
1999-07-26 → 2010-05-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

Boca Raton, FL

New York, NY

Boca Raton, FL

Miami, FL

Short Hills, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-06-28
S63	Uniform Securities Agent State Law Examination	1996-05-28

S65 Uniform Investment Adviser Law Examination

2000-06-28
S63 Uniform Securities Agent State Law Examination

1996-05-28

View on SEC IAPD

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