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Current Employers
Corda Investment Management, Llc

8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-15
  • TX RA
    APPROVED
    Since 2018-03-15

Branch Locations

8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc The Woodlands TX 11/2008 09/2016
Scottrade, Inc. Houston TX 11/2016 03/2018
Corda Investment Management, Llc Houston TX 03/2018 Present
  • 11/2008 → 09/2016
    Tdameritrade Inc
    The Woodlands, TX
  • 11/2016 → 03/2018
    Scottrade, Inc.
    Houston, TX
  • 03/2018 → Present
    Houston, TX
Previous Registrations
  • 2017-01-26 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
  • 2008-11-10 → 2016-09-13
    Td Ameritrade, Inc.
    The Woodlands, TX
    Houston, TX
    The Woodlands, TX
    Houston, TX
    Houston, TX
    The Woodlands, TX
    Houston, TX
  • 2008-11-10 → 2016-09-13
    Td Ameritrade Investment Management, Llc
    The Woodlands, TX
    Woodlands, TX
    Houston, TX
    The Woodlands, TX
    Houston, TX
  • 2007-01-24 → 2008-11-12
    The Woodlands, TX
  • 2005-10-26 → 2006-12-07
    Td Ameritrade, Inc.
    Campbell, CA
    San Jose, CA
  • 2006-04-24 → 2006-12-07
    Td Ameritrade Investment Management, Llc
    San Jose, CA
  • 2005-07-06 → 2005-10-04
    Chase Investment Services Corp.
    Covington, LA
  • 2005-06-15 → 2005-07-06
    Banc One Securities Corporation
    Covington, LA
  • 2005-03-02 → 2005-06-03
    Amsouth Investment Management Company Llc
    Mandeville, LA
  • 2005-01-21 → 2005-03-02
    Amsouth Investment Management Company Llc
    Mandeville, LA
  • 2003-07-25 → 2003-11-25
    Td Ameritrade, Inc.
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-25
S63 Uniform Securities Agent State Law Examination 1996-05-10
  • S66 Uniform Combined State Law Examination
    2003-04-25
  • S63 Uniform Securities Agent State Law Examination
    1996-05-10
Other Names
  • Kevin P Hopkins
  • Kevin Patrick Hopkins

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